ORBA Wealth Advisors, LLC Privacy Policy
ORBA Wealth Advisors, LLC (“ORBA Wealth”) is committed to maintaining the trust and confidence of our clients. We want you to understand how we protect your privacy when we collect and use information, and the measures we take to safeguard that information. To provide you with a high level of service, ORBA Wealth must maintain certain information. Keeping customer information secure and private is a priority in our office. We are including our privacy policy to help you understand how we may collect information, the type of information we may collect and how we keep that information secure. I hope you will take a moment to review this policy.
If you have any questions after reading this Privacy Policy, please contact ORBA Wealth Advisors, LLC, by writing to 455 N. Cityfront Plaza Dr., Suite 1610, Chicago, Illinois, 60611-4587. As always, please feel free to contact your financial advisor at 312.670.6262. ORBA Wealth considers the privacy of its clients to be of fundamental importance and has established a policy to maintain the confidentiality of the information you share with us.
| Facts | WHAT DOES ORBA WEALTH ADVISORS, LLC DO WITH YOUR FINANCIAL INFORMATION? | |||
| Why? | Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do. | |||
| What? | The types of personal information we collect and share depends on the product or service you have with us. This information can include:
· Social Security number and income · Account balances and assets · Transaction history |
|||
| How? | All financial companies need to share customers’ personal information to perform their services and run their everyday business. In the section below, we list the reasons financial companies can share their customers’ personal information; the reasons ORBA Wealth Advisors, LLC chooses to share; and whether you can limit this sharing. | |||
|
Reasons we can share your personal information |
Does ORBA share? |
Can you limit this sharing? |
|
| For our everyday business purposes— such as to process your transactions, maintain your account(s) or respond to court orders and legal investigations | Yes | No | |
| For our marketing purposes— to provide you with newsletters and other documents, and announcements regarding our services. | Yes, but only with your expressed consent | Yes | |
| For joint marketing with affiliates | Yes, but only with your expressed consent | Yes | |
| For joint marketing with non-affiliates | Yes, but only with your expressed consent | Yes | |
| For our affiliates’ everyday business purposes—
information about your transactions, accounts, etc. |
Yes, but only with your expressed consent | Yes | |
| For non-affiliates’ (accountants, attorneys and other business professionals) everyday business purposes— in order to ensure appropriate information is required for tax purposes, or for tax planning or estate planning or asset protection planning purposes. | Yes, but only with your expressed consent | Yes | |
| For our affiliates to market to you | Yes, but only with your expressed consent | Yes | |
| For our non-affiliates to market to you | No | We don’t share | |
| Questions? | Call us at 312.670.6262 | ||
| Who we are | |
| Who is providing this notice? | ORBA Wealth Advisors, LLC
455 N. Cityfront Plaza, Suite 1610 Chicago, IL 60611-4587 |
| What we do | |
| How does ORBA Wealth Advisors, LLC protect my personal information? | To protect your personal information from unauthorized access and use, we use security measures that comply with federal law. These measures include computer safeguards (such as password protection or encryption) and restricting access to physical files (such as locked cabinets or building). |
| How does ORBA Wealth Advisors, LLC collect my personal information? | We collect your personal information, for example, when you:
· Open an account · Deposit money · Seek advice about your investments · Enter into an investment advisory contract · Provide us with information about your investment or retirement portfolio or earnings We may also collect your personal information from other companies. |
| Why can’t I limit all sharing? |
Federal law gives you the right to limit only: · Sharing for affiliates’ everyday business purposes · Affiliates from using your information to market to you · Sharing for non-affiliates to market to you State laws and individual companies may give you additional rights to limit sharing. |
| What happens when I limit sharing for an account I hold jointly with someone else? | Your choices will apply to everyone on your account – unless you tell us otherwise. |
| Definitions | |
| Affiliates | Companies related by common ownership and/or control. They can be financial and nonfinancial companies. |
| Non-affiliates | Companies not related by common ownership and/or control. They can be financial or nonfinancial companies. |
| Joint marketing | A formal agreement between non-affiliated financial companies that together market financial products or service to you. |